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2012-February-10	SFC concludes short position reporting rules
2012-February-6	Court allows broker to change plea
2012-February-3	Court overturns broker's market manipulation conviction
2012-January-30	Futures trader Tsoi Bun convicted of price rigging after retrial
2012-January-27	SFC to implement new guidelines on anti-money laundering and counter-terrorist financing
2012-January-26	Broker convicted of market manipulation
2012-January-20	SFC explains how credit rating affects issuance, trading of warrants, CBBCs
2012-January-16	Enhanced SFC Online Portal functions improve application efficiency
2012-January-13	Retail investor acquitted of market manipulation
2012-January-12	SFC suspends Andy Lui Hing Yip
2012-January-12	SFC reprimands and fines Yip Kim Fung $50,000
2012-January-12	SFC announces appointment to Products Advisory Committee
2012-January-10	SFC explains features and risks inherent in RQFII funds
2012-January-6	SFC appeals fund manager's acquittal
2011-December-30	Streamlined property valuation requirements for listing applicants to take effect
2011-December-19	SFC reprimands and fines broker for improper audit trail
2011-December-16	SFC welcomes announcement of RQFII pilot scheme
2011-December-16	Amendments take effect on evidential requirements for proving professional investor status
2011-December-15	Lo Kam Chung convicted of unlicensed securities advising via Facebook
2011-December-15	SFC suspends Leung Bing Yiu
2011-December-12	Court sets final deadline for Hontex to file defence
2011-December-8	Fund manager acquitted of market manipulation
2011-November-30	SFC quarterly report recounts key regulatory activities
2011-November-28	Court orders Hontex to file defence in two weeks
2011-November-23	SFC reminds licensed corporations to handle clients' enquiries
2011-November-21	SFC: Margin requirements may change along with market conditions
2011-November-15	SFC issues Variation Notice on MF Global Hong Kong Limited
2011-November-10	MF Global Hong Kong Limited granted extension to resolve clients' positions
2011-November-8	SFC proposes amendments to code of conduct to facilitate establishing FDRC
2011-November-7	SFC publicly criticises Fidelity Worldwide Investment for breaches of Takeovers Code
2011-November-4	SFC gives consent to MF Global Hong Kong Limited to conduct certain activities
2011-November-3	Simon Littlewood convicted in relation to an unlicensed corporate advisory and asset management business
2011-November-2	SFC reprimands and fines Chang Wa Shan
2011-November-1	SFC issues Restriction Notice on MF Global Hong Kong Limited
2011-October-31	SFC seeks leads from public to assist with enforcement inquiries
2011-October-28	Communication and co-operation key to financial reforms
2011-October-28	Woo Sai Cheung suspended for illegal short selling with secret accounts
2011-October-27	Appointment to Investor Education Advisory Committee
2011-October-20	Court sets date for insider dealing trial of former CITIC Pacific senior executive
2011-October-20	SFC, HKEx to streamline property valuation requirements for applicants and issuers
2011-October-18	SFC unveils conclusions and further consults public on short position reporting rules
2011-October-17	Consultation begins on proposed regulatory regime for OTC derivatives market
2011-October-17	New SFC TV advertisement: Invest prudently Signing means responsibility
2011-October-14	SFC publishes annual review of SEHK's performance in regulating listing matters
2011-October-13	SFC reprimands and fines Solomon Independent Financial Advisors Limited $1.5 million and suspends its responsible officer
2011-October-12	SFC bans Emilie Chau Shuk Man from re-entering the Industry
2011-October-11	Licensees disciplined for forgery and sponsor failures
2011-October-7	Short selling activities in Hong Kong
2011-October-3	SFC files Statement of Claim against Hontex
2011-October-3	SFC: Watch out margin trading risks against market volatility
2011-October-3	SFC reprimands and fines Citigroup Global Markets Asia Limited $6 million and suspends its former responsible officer
2011-September-30	Public comments sought on proposed guidelines regarding anti-money laundering and counter-terrorist financing
2011-September-29	SFC welcomes re-appointment of Chairman and Non-Executive Directors
2011-September-28	Pragmatic approach in embracing global financial regulatory reform
2011-September-27	SFC bans Tang Siu Fong for life for misappropriation of clients' accounts
2011-September-26	Two people convicted of unlicensed activities
2011-September-26	The SFC reprimands and fines To Kei Ming
2011-September-23	Investors reminded to pay attention to credit risks associated with structured product issuers
2011-September-20	SFC: Look behind the product for possibly more risks in times of high volatility
2011-September-19	SFC suspends Lee Chi Ying
2011-September-16	Process Review Panel report 2010-2011
2011-September-15	Court further adjourns trial of VST chairman
2011-September-15	SFC and Oasis resolve on disciplinary action
2011-September-14	Broker disciplined for breaching telephone recording requirement
2011-September-9	SFC lodges Notice of Appeal in Tiger Asia case
2011-September-9	SFC gazettes rule changes to refine evidential requirements for proving professional investor status
2011-September-7	Hong Kong's regulatory platform ready to support new RMB initiatives
2011-September-6	Billion Global Asset Management and its director convicted of unlicensed activities
2011-August-30	Court dismisses Real Gold Mining's challenge to SFC's investigation
2011-August-29	Enhanced investor protection for domestic synthetic ETFs
2011-August-25	Former CITIC Pacific senior executive charged with insider dealing
2011-August-24	SFC proposes takeovers-related rule amendments
2011-August-23	Court upholds insider dealing conviction of Pablo Chan
2011-August-23	SFC bans Steve Luk Ka Cheung for 10 years
2011-August-22	Brokers suspended for conducting trades without client's proper authorization
2011-August-18	SFC sums up progress made towards raising market standards
2011-August-15	SFC reprimands and fines Taifair Securities Limited and Kwok Fai
2011-August-11	Broker convicted of illegal short selling
2011-August-11	SFC bans Man Bun Mo for remunerating unlicensed person to perform regulated activities
2011-August-8	SFC seeks leave to appeal Hontex ruling
2011-August-5	SFC reminds sponsors to exercise reasonable judgment in due diligence
2011-August-4	Wong Sai Lai suspended for paying unlicensed person to perform regulated activities
2011-August-1	SFC seeks disqualification and compensation orders against former directors of EganaGoldpfeil (Holdings) Ltd
2011-August-1	SFC welcomes new Chief Executive Officer
2011-July-29	SFC defers implementing research report requirements regarding conflicts of interest
2011-July-20	Fund management business continues to grow in 2010
2011-July-20	SFC urges investors to find out rights and obligations before investing in a new listing
2011-July-14	SFC to appeal Court's dismissal of Tiger Asia proceedings
2011-July-14	Court dismisses appeal by director of Able Alliance
2011-July-8	SFC, HKMA and Citibank reach agreement on Lehman Brothers-issued market-linked notes and equity-linked notes
2011-June-30	Pre-deal research reports to comply with SFC requirements regarding conflicts of interest
2011-June-30	Takeovers Panel rules the Codes not applicable to Husky Energy upon completion of proposed secondary listing
2011-June-28	Investor convicted of manipulating Callable Bull Bear Contracts
2011-June-28	Former HAECO director charged with insider dealing
2011-June-27	Smooth transition of SFC-authorized funds, ILAS to new regulatory regime achieved
2011-June-23	SFC reminds investors to use KFS and enhanced product disclosure
2011-June-23	Arrest warrant for Mainland lawyer issued in insider dealing case
2011-June-22	SFC publishes revised draft guidelines on disclosure of inside information
2011-June-21	SFC to appeal Court's ruling on Tiger Asia
2011-June-21	Sun Hung Kai Investment Services reprimanded and fined $4.5 million for failings related to sale of Lehman Brothers ELNs
2011-June-15	Further hearing set for Hontex
2011-June-14	Court of Appeal affirms SFAT's decision to ban David Tsien Pak Cheong for insider dealing
2011-June-14	SFC and HKMA welcome Minibond Receivers' announcement
2011-June-13	Court grants order for re-trial on futures manipulation case
2011-June-8	Interim acting arrangements for Chief Executive Officer post
2011-June-8	SFC annual report: reform helps revitalise market
2011-June-7	Court of Final Appeal grants warrants traders permission to appeal
2011-June-2	SFC achieves smooth transition for credit rating agencies falling within new regulatory regime
2011-June-2	SFC releases papers to enhance transparency of regulatory and supervisory work
2011-June-1	Appointments and re-appointments to SFC Advisory Committee
2011-May-31	SFC's strategy in resolving Lehman Brothers-related matters bears fruit
2011-May-25	SFC consults on legislation to implement short position reporting
2011-May-24	Directors of Pearl Oriental disqualified over failure of timely disclosure of information
2011-May-24	Takeovers Panel rules no mandatory general offer obligation arises from proposed acquisition of Hung Hing Printing Group Limited
2011-May-24	Mystery shopping programme identifies areas for improvement in selling practices of securities sector
2011-May-23	SFC welcomes re-appointment of Non-Executive Director
2011-May-23	Appointment to Products Advisory Committee
2011-May-20	Investors advised to choose investment advisers wisely
2011-May-19	SFC seeks final orders in Hontex case
2011-May-19	SFC reprimands and fines Quam Securities Company Limited and its responsible officer $1.3 million for internal control deficiencies in handling Mainland clients' accounts
2011-May-17	Court rules on appeals by former Rontex directors
2011-May-12	Core Pacific-Yamaichi International (H.K.) Limited agrees with SFC to repurchase Minibonds, Octave Notes and Constellation Notes from clients at original value
2011-May-12	SFC reprimands and fines Merrill Lynch HK$3 million for internal control failings
2011-May-5	A person convicted of issuing an advertisement relating to unlicensed business
2011-May-5	Legislative amendment on structured products to take effect
2011-May-4	SFC resolves disciplinary action with HSBC Trinkaus Investment Management Limited
2011-May-4	SFC proposes amendments to the list of exchanges specified in the Securities and Futures (Financial Resources) Rules
2011-April-28	sfcOpenDocServlet?docno=11PR43 convicted of unlicensed activities
2011-April-26	Points to note to trade listed renminbi securities in the secondary market
2011-April-21	SFC to regulate credit rating agencies from 1 June 2011
2011-April-20	A person convicted of unlicensed activities
2011-April-8	SFC explains features and risks of latest REIT products
2011-March-31	Appointments to SFC committees
2011-March-29	SFC inspection reveals deficiencies in work of IPO sponsors
2011-March-28	Retail trader acquitted of market manipulation
2011-March-27	SFC and HKMA welcome Minibond collateral recovery agreement
2011-March-24	Suspended sentence for Callable Bull Bear Contracts manipulator
2011-March-24	Retail investor sentenced for false trading
2011-March-22	Regular dialogue between regulators and industry key to embrace market competition
2011-March-21	Know how to trade listed renminbi securities
2011-March-15	Court of Final Appeal upholds insider dealing convictions
2011-March-13	Financial quiz promotes new investor protection measures
2011-March-11	2010 survey shows growth in hedge fund assets in Hong Kong
2011-March-10	Two people convicted of unlicensed activities
2011-March-4	Court continues interim injunction against China Forestry's ex-CEO
2011-March-3	Brokerages reminded to open RMB accounts before 7 March deadline
2011-March-3	High Court varies order against ex-GOME chairman's wife
2011-March-3	SFC reprimands and fines CES Capital International Co. Ltd and responsible officer
2011-March-3	Court of Appeal declines permission for further appeals against market manipulation convictions of warrant traders
2011-March-1	Broker jailed for five months for market manipulation
2011-March-1	Former directors of Warderly disqualified for failure in making timely disclosure
2011-March-1	sfcOpenDocServlet?docno=11PR19 Lehman Brothers-issued Equity Linked Notes
2011-February-23	SFC to implement amendments to evidential requirements for proving professional investor status
2011-February-22	SFAT affirms SFC decision to suspend Winda Sham Pik Yan for operating secret account
2011-February-21	SFAT affirms SFC decision to ban Zhang Xiaoming for false trading
2011-February-21	SFC proposes amendments to expand lists of specified stock and futures exchanges
2011-February-15	Appointments of SFC's Board of Directors
2011-February-15	SFC quarterly report marks progress towards enhancing market efficiency
2011-February-11	Court continues interim injunction to freeze assets of China Forestry's CEO
2011-February-11	Market welcomes guidelines on disclosure of inside information
2011-February-8	Licensed representatives suspended for conducting personal trading in secret
2011-January-31	SFC bans Zhang Bijia for life
2011-January-27	Material errors, omissions in listing application materials raise SFC's concerns
2011-January-25	Courts, tribunals continue to support SFC's enforcement work in insider dealing, corporate governance
2011-January-20	SFC seeks disqualification orders against former senior executives of Sunlink International Holdings
2011-January-20	Look beyond renminbi to know how bond market works
2011-January-17	SFC suspends Ho Kai Yin for keeping secret securities account
2011-January-10	Membership changes in SFC Committees
2011-January-6	Investment fund promoter convicted of issuing unauthorised marketing material and disclosure of interest offences
2011-January-5	SFC reprimands and fines M Y Securities Limited
2010-December-30	Retail investor given community services order for false trading
2010-December-29	Former bank employee banned 18 months for forgery
2010-December-28	SFC suspends Portia Liu Kit Ching for nine months
2010-December-23	Court upholds market manipulation convictions of warrant traders
2010-December-23	SFC bans Ng Kwok Leung for three years for price fixing
2010-December-23	sfcOpenDocServlet?docno=10PR153 performance of its regulation of listing matters
2010-December-22	SFC seeks court orders to redress consequences of alleged insider dealing
2010-December-20	Takeovers Panel rules mandatory general offer obligation not triggered for Merdeka Resources
2010-December-20	sfcOpenDocServlet?docno=10PR150 unlicensed leveraged foreign exchange trader for leave to appeal
2010-December-20	SFC welcomes appointment of Non-Executive Directors
2010-December-14	VST Holdings chairman pleads not guilty in market manipulation case
2010-December-14	SFC sanctions Templeton for breaches of Takeovers Code
2010-December-13	Ali Lau Ka Lung reprimanded and fined for improper audit trail
2010-December-10	Regulatory regime for OTC derivatives markets
2010-December-10	SFC sums up major plans to refine financial regulatory system
2010-December-8	Chief Executive Officer to leave SFC
2010-December-6	Court of Final Appeal discharges interim injunction
2010-December-3	Consultation begins on proposals to streamline property valuation requirements
2010-November-29	Court of Appeal says criminal procedures not applicable to SFC disciplinary process
2010-November-26	Consultation wins support for move to allow use of electronic listing documents with paper application forms
2010-November-25	Lee Chi Ying convicted of unlicensed activities
2010-November-25	District Court to hear market manipulation case against VST Holdings chairman
2010-November-23	Former executive director of Styland disqualified for six years
2010-November-22	Know counterparty risks inherent in synthetic exchange-traded funds
2010-November-18	New measures to raise investors' awareness of synthetic ETFs
2010-November-15	SFC bans Pauline Ellen Cousins for life
2010-November-12	SFC files further evidence in Court against Hontex
2010-November-9	Licence applicant convicted of giving misleading information to SFC
2010-November-8	sfcOpenDocServlet?docno=10PR130 failing to submit audited accounts and misleading the SFC
2010-November-8	SFC resolves compliance concerns with Noble Apex Advisors
2010-November-4	SFC reprimands and fines Mok Kee Tong $160,000
2010-October-29	Investor Education Advisory Committee welcomes new member
2010-October-29	Consultation feedback shows support for regulation of credit rating agencies
2010-October-25	sfcOpenDocServlet?docno=10PR125 for facilitating unlawful leveraged foreign exchange activities
2010-October-20	SFC revokes licence of Chun Peng Fai and bans him for five years
2010-October-12	Court of Appeal upholds insider dealing convictions
2010-October-8	Former directors of Warderly disqualified for failure in making timely disclosure
2010-October-7	Ma Siu Kwan and company fined $10,000 for unlicensed dealing in securities
2010-October-5	Court orders reasons for verdict in futures manipulation case
2010-October-4	SFC's enhanced investor protection measures well-received
2010-October-4	SFC proposes amendments to refine evidential requirements for proving professional investor status
2010-September-30	VST Holdings chairman prosecuted for market manipulation
2010-September-30	sfcOpenDocServlet?docno=10PR115 pre-deal research reports
2010-September-29	Hong Kong uniquely positioned to become premier offshore RMB centre
2010-September-28	SFAT affirms SFC decision to ban David Tsien Pak Cheong for insider dealing
2010-September-21	sfcOpenDocServlet?docno=10PR113 scripless securities market in Hong Kong
2010-September-20	SFC reprimands Cypress International Investment Advisors for failing to meet liquid capital requirement
2010-September-20	New e-newsletter takes multi-faceted approach to investor education
2010-September-17	Process Review Panel report
2010-September-16	Reduction of SFC levy
2010-September-14	Magistrate imposes jail sentence on insider dealer after review
2010-September-9	SFC bans Jugurtha Harchaoui for life
2010-September-9	Demands of SFC's enforcement work on the rise
2010-September-7	Court orders Hontex to respond to SFC's allegations within two weeks
2010-September-1	SFC suspends Tony Fung King Tong for six months
2010-August-31	SFC and Chan Hon Man resolve on disciplinary action
2010-August-31	Dr Wise: Gifts to promote investment no longer allowed
2010-August-27	SFC reprimands and fines Ko's Brother Securities $250,000
2010-August-26	SFC implements new investor protection measures
2010-August-26	Chung Nam Securities and responsible officers reprimanded and fined $1.3 million for non-compliance in handling PCCW trades
2010-August-23	High Court rules SFC disciplinary process fair
2010-August-19	SFC to seek review of insider dealing sentence
2010-August-17	Court of Appeal dismisses appeal in Asia Standard Hotel market manipulation case
2010-August-16	Number of SFC licensees reaches record high
2010-August-10	sfcOpenDocServlet?docno=10PR94 introducing non-SFC authorised fund to clients
2010-August-10	Products Advisory Committee established
2010-August-6	SFC authorizes first renminbi-denominated fund
2010-August-5	Takeover insider convicted of insider dealing
2010-August-2	sfcOpenDocServlet?docno=10PR90 Hantec Investment Consultant Limited
2010-July-27	Fund management industry records strong growth in 2009
2010-July-27	Dr Wise: Not all exchange-traded funds track market performance directly
2010-July-26	Regulators see deterioration in standard of listing application documents
2010-July-20	Glamour House and its sole director criticised for breach of SFC's Takeovers Code
2010-July-19	sfcOpenDocServlet?docno=10PR85 for credit rating agencies
2010-July-19	Former bank employee banned five years for forging signatures
2010-July-19	Helping the public understand new investor protection measures
2010-July-16	Retail investor sentenced for false trading
2010-July-16	SFC welcomes the re-appointment of Mrs Angelina Lee as Non-Executive Director
2010-July-14	SFC, HKMA and DBS Bank (Hong Kong) reach agreement on Lehman Brothers- related Constellation Notes
2010-July-13	High Court upholds conviction of unlicensed leveraged foreign exchange trader
2010-July-8	Licensed representative fined $54,000 for illegal short selling
2010-July-5	SFC bans and fines Ricky Kwan Po Kit
2010-July-5	SFAT affirms SFC decision to suspend Godwin Chu Kwok Shing for trading malpractice
2010-July-5	SFC bans Sik Siu Kwan
2010-July-2	SFC suspends Peter Tam Man Chuen
2010-June-29	Dr Wise explains new regulatory measures protecting investor interests
2010-June-28	SFC resolves compliance concerns with Julius Baer (Hong Kong) Ltd
2010-June-25	Post-vetting requirement of certain takeovers-related matters takes effect today
2010-June-25	SFC applies takeover-and-merger framework to REITs immediately and seeks to strengthen market conduct regulation of listed CISs
2010-June-25	SFC handbook of product codes gazetted
2010-June-23	SFC takes balanced approach to regulatory reform
2010-June-21	Survey shows majority of industry participants approve of SFC's work
2010-June-17	sfcOpenDocServlet?docno=10PR66 internal control deficiencies in handling Mainland clients' accounts
2010-June-10	Takeovers Panel member steps down
2010-June-9	Former Sun Hung Kai account executive given community services order for market manipulation
2010-June-8	SFC comments on developments in index funds
2010-June-2	SFC reprimands and fines three UBS employees $1.8 million
2010-May-31	Suspended jail term for false trading
2010-May-31	SFC fines two Merrill Lynch entities $3.5 million for systems and controls failings
2010-May-28	SFC adopts measures to enhance investor protection
2010-May-27	Former Sun Hung Kai's account executive convicted of market manipulation
2010-May-26	sfcOpenDocServlet?docno=10PR57 against former Hantec responsible officers
2010-May-25	Dr Wise: Look before you take up your rights in a rights issue
2010-May-24	sfcOpenDocServlet?docno=10PR55 offers for Zhongyu Gas Holdings Limited must proceed
2010-May-18	SFC prohibits Hu Junbo from re-entering the industry
2010-May-13	Traders jailed in the first indictable prosecution of derivative warrants manipulation
2010-May-13	Suspended jail term for derivative warrant manipulation
2010-May-13	SFC suspends Mak Kan Long
2010-May-11	Former licensee convicted of misleading SFC
2010-May-10	High Court upholds conviction of unlicensed leveraged foreign exchange trader
2010-May-7	Two warrant traders convicted of market manipulation
2010-May-6	SFC suspends Chan Chung Yuen for six months
2010-April-28	SFC debuts TV drama
2010-April-27	Dr Wise: Know how to check out an intermediary's legitimacy
2010-April-26	SFC seeks trading ban against Tiger Asia over alleged insider trading
2010-April-22	Retail investor fined for market manipulation
2010-April-22	SFC implements proposals to enhance regulation of retail structured products
2010-April-21	SFC proposes takeovers-related amendments
2010-April-19	Investor fined $30,000 for illegal short selling
2010-April-19	Recent enforcement actions see breakthrough in investor protection
2010-April-8	Court continues interim injunction to freeze assets of Hontex
2010-April-1	SFC bans Steve Luk Ka Cheung for life
2010-April-1	Online payment brings intermediaries more process efficiency
2010-March-31	Appointments to SFC committees
2010-March-31	SFC reprimands and fines Tsun Chi Yuen Securities, suspends Alfred Tsun Chi Shing
2010-March-30	Dr Wise: Watch out for multiple factors affecting warrants
2010-March-29	Consultation begins on draft guidelines on disclosure of inside information
2010-March-24	SFC bans Ryan Fong Yen-hwung for life
2010-March-23	SFC suspends Asser Li Kwok Keung
2010-March-19	SFC supports international standards for sound compensation practices
2010-March-18	SFC obtains court order to direct listed company to commence proceedings against former directors
2010-March-17	First director disqualification over timely disclosure of information
2010-March-17	SFC suspends Mak Chi Leung for short selling breaches
2010-March-16	SFC bans Emily Hui Chui Yiu from re-entering the industry
2010-March-9	SFAT affirms SFC's decision to ban Hung Chi Wah for life
2010-March-2	SFC to adopt new short-position reporting regime
2010-February-26	SFC quarterly report highlights period of significant regulatory activity
2010-February-25	SFC fines Fukoku $2 million and suspends its responsible officer
2010-February-24	SFC supports government budget measures
2010-February-23	Dr Wise: Be smart, your money matters
2010-February-11	Constructive response to SFC's investor protection proposals
2010-February-9	Two convicted of failing to answer questions during SFC investigation
2010-February-6	Financial quiz highlights investment risks
2010-February-5	SFC suspends Ho Ying
2010-February-4	Arrest warrant issued in market manipulation and fraud case
2010-February-1	SFC to appeal acquittal of a futures trader
2010-February-1	SFC suspends Yeung Ching Kwong for nine months
2010-January-28	SFC bans Edmond Chau Chin Hung for life
2010-January-26	Dr Wise: Leveraged foreign exchange trading is no simple matter
2010-January-20	Futures trader acquitted of price rigging charges
2010-January-20	Hong Kong stands to benefit from RMB internationalisation
2010-January-19	Retail investor sentenced for derivative warrant manipulation
2010-January-14	SFC bans Chau Sik Ki for life
2010-January-13	SFC reaches agreement with Karl Thomson Investment Consultants Ltd concerning sale of Lehman Brothers Minibonds
2010-January-12	Chief Operating Officer to leave SFC
2010-January-8	sfcOpenDocServlet?docno=10PR3 strengthen market conduct regulation of listed CISs
2010-January-5	Retail investor pleads guilty to derivative warrant manipulation
2010-January-5	SFC bans Lee Man Shun for seven months
2009-December-30	Consultation begins on operational model for scripless securities
2009-December-29	Dr Wise: Be accountable for own action to trade on line
2009-December-29	sfcOpenDocServlet?docno=09PR180 Performance of its Regulation of Listing Matters
2009-December-28	A New Year resolution for investors in a volatile market
2009-December-23	SFC, HKMA, Dah Sing Bank Ltd and Mevas Bank Ltd resolve issues concerning Lehman Equity Index-linked Principal Protected Notes
2009-December-21	SFC suspends Janice Keung Yat Fai
2009-December-17	SFC completes investigations of all 19 Minibond distributors
2009-December-17	SFC suspends Connie Cheung Sau Lin for market misconduct
2009-December-11	SFC makes further progress in various enforcement areas
2009-December-10	SFC moves to enhance investor protection
2009-December-8	Choko Yeung Lai Ping convicted of unlicensed dealings in leveraged foreign exchange trading
2009-December-7	SFC and industry exchange views on investor protection measures
2009-December-4	SFC recommends regular review of investment strategy
2009-November-30	Investors should not ignore sovereign risk
2009-November-26	Court dismisses appeal by Liu Su Ke
2009-November-26	Four jailed in Hong Kong's largest market manipulation case
2009-November-24	Dr Wise warns about investment scams
2009-November-23	SFC bans Allen Lam Kar Fai for life
2009-November-19	Striking balance in regulating alternative trading venues
2009-November-18	Former director sentenced for disclosing false or misleading information
2009-November-17	SFC bans Chen Wei for misconduct
2009-November-13	Guilty verdict in Hong Kong's largest market manipulation case
2009-November-13	SFC resolves compliance issues with Good Harvest Securities Company Ltd and Chu Ho Miu Hing
2009-November-12	SFC suspends licence of Lau Tai Che
2009-November-10	SFC encourages response to investor protection proposals
2009-November-9	Regulatory MOU to facilitate cross-border offering of Islamic funds
2009-November-2	SFC reprimands and fines Grand Investment (Securities) Ltd, suspends Lee Tak Lun and Wendy Chung Wing Han
2009-October-30	Further changes proposed to regulation of structured products
2009-October-30	"SFC Guide" launched
2009-October-27	Dr Wise urges public to speak out on investor protection proposals
2009-October-22	sfcOpenDocServlet?docno=09PR152 revokes licence of Canice Chan Yau Fung
2009-October-22	SFC welcomes IOSCO's appointment
2009-October-16	SFC welcomes appointment of Chairman and Non-Executive Directors
2009-October-12	SFC reprimands and fines Sun Hung Kai Investment Services Ltd
2009-October-9	SFC challenges public to three-tiered financial quiz
2009-October-9	SFC suspends Goh Chee Liong for nine months
2009-October-6	Former directors of GP NanoTechnology Group Ltd disqualified for misconduct
2009-October-6	Fake regulators target unwary investors
2009-October-5	SFC bans Lin Ko Ming
2009-September-30	Number of hedge funds increases despite global financial crisis
2009-September-30	On-line portal improves filing efficiency for intermediaries
2009-September-29	Dr Wise: Bond funds are not the same as bonds
2009-September-27	SFC launches investor education videos on TV
2009-September-25	Proposals to enhance investor protection released
2009-September-24	SFC commences insider dealing prosecution over proposed acquisition of Universe International
2009-September-24	SFC bans Aaron Ko Wai Lun from re-entering the industry for 10 years
2009-September-23	Re-appointment of Executive Director
2009-September-22	SFC disciplines bank employee for operating secret bank account
2009-September-18	Ex-Morgan Stanley banker jailed for seven years for insider dealing
2009-September-18	Process Review Panel Report
2009-September-17	RC Trading Education Ltd and Rickey Cheung Wing On convicted of issuing unauthorised advertisements
2009-September-16	SFC seeks disqualification orders against current and former directors of Warderly International Holdings Ltd
2009-September-10	Former Morgan Stanley investment banker guilty of insider dealing
2009-September-8	Court continues orders against ex-GOME chairman and wife
2009-September-8	SFC disciplines Stephen Kwan Chi Shing for misrepresentation in licence application
2009-September-7	Two people fined for unlicensed dealings in leveraged forex trading
2009-September-3	Legal remedies and independence key to enforcement success
2009-September-2	Video entry captures top prize in Investment Story Competition
2009-September-1	Futures trader restrained from placing orders in Pre-Open Allocation Sessions
2009-August-27	SFC welcomes re-appointment of Executive Directors
2009-August-27	Suspended jail sentence for closing auction manipulation
2009-August-26	Market manipulator given suspended jail sentence
2009-August-26	SFC suspends Stephen Yenn Man Han for manipulative order placing activities
2009-August-25	Dr Wise: Not all IPOs generate immediate gains
2009-August-24	SFC calls for vigilant risk management of margin lending policy
2009-August-21	Court orders appointment of provisional liquidators to Descartes Global Asset Management Ltd
2009-August-21	High Court rules Lehman Brothers must turn over documents to SFC
2009-August-20	SFC seeks court orders to freeze assets of Tiger Asia Management LLC
2009-August-19	sfcOpenDocServlet?docno=09PR114 suspends Wilhelm Soeharsono Budihardjo
2009-August-17	SFC suspends Lillian Liu Yaying
2009-August-17	SFC makes progress in enforcement actions
2009-August-14	Landmark cross-listings of Hong Kong ETFs in Taiwan
2009-August-12	SFC prosecutes more individuals for insider dealing
2009-August-7	Court grants injunction to freeze assets of ex-GOME chairman and wife
2009-August-6	SFC grants final authorisation to the first Taiwan ETF
2009-July-31	SFC clarifies licensing obligations of inter-dealer brokers
2009-July-31	SFC launches consultation on increasing short position transparency
2009-July-30	SFC launches latest TV programme on investor education
2009-July-30	SFC revokes Yuen Shing Kuen as responsible officer
2009-July-28	Fund management industry remains robust despite a difficult year
2009-July-27	SFC reprimands and fines VC Capital Ltd
2009-July-27	Dr Wise: Bonds are not for everyone
2009-July-22	SFC reprimands and fines Kam Fai Securities Company Ltd
2009-July-22	SFC, HKMA and 16 banks reach agreement on Minibonds
2009-July-21	The first Hong Kong ETF approved for offering in Taiwan
2009-July-21	Court appoints liquidators against unlicensed futures dealer
2009-July-20	Former investment banker and fund manager jailed for insider dealing
2009-July-20	SFC suspends Liu Ka Ming for facilitating secret account operation
2009-July-16	Court of Appeal confirms SFC's power to freeze assets in suspected insider dealing cases
2009-July-14	Market misconduct case transferred to District Court
2009-July-10	SFC to further study proposal to allow remote participants to access futures market
2009-July-9	SFC prohibits Ronnie Wong Wang from re-entering the industry
2009-July-8	Forging ahead to meet new challenges
2009-July-7	Former investment banker and fund manager pleaded guilty to insider dealing
2009-July-6	SFC bans Agnes Li and Chan Sheung Ling for life
2009-July-2	Sun Hung Kai Investment Services and KGI Asia complete Minibond repurchases
2009-June-30	Dr Wise warns about risks of leverage
2009-June-27	Keen participation in SFC's First Photo Competition
2009-June-25	SFC bans Leung Yu Fung from re-entering the industry for life
2009-June-24	Financial industry plays a key role in CEPA VI measures
2009-June-23	SFC suspends licence of Ng Shui King
2009-June-17	CLN issuers reminded of risk-disclosure duties
2009-June-10	SFC commences action against Lehman Brothers over documents
2009-June-8	SFC revokes and fines Chan Wang Fai
2009-June-2	SFC disciplines trio for unlicensed leveraged forex trading
2009-June-2	SFC and HKSFA Joint Press Release - Investor education seminars on economic outlook of Hong Kong and the Mainland
2009-June-2	SFC reprimands and fines Tanrich Futures Ltd, bans its former responsible officer Yip Man Fan
2009-May-29	Appointments and re-appointments to SFC Advisory Committee
2009-May-29	Ground-breaking Court of Appeal decision
2009-May-27	SFC invites entries to Investment Story Competition 2009
2009-May-26	Court clarifies grey market dealing
2009-May-26	Leveraging to invest compounds risks
2009-May-25	Court orders appointment of provisional liquidators and winding-up of Descartes Investment Management Ltd
2009-May-25	Former executive directors of Wah Sang Gas disqualified for misconduct
2009-May-25	SFC welcomes appointment of Wong Kai-man as Non-Executive Director
2009-May-22	Building on two decades of achievement
2009-May-22	SFC and Taiwan FSC sign deal to facilitate cross listing of ETFs
2009-May-19	SFC sanctions Koo Ming Kown
2009-May-19	Court continues orders to freeze hedge fund assets
2009-May-19	SFC bans Yip Kim Wah from re-entering the industry for life
2009-May-11	Court of Appeal publishes ruling in PCCW case
2009-May-5	Investors should beware of downside risks
2009-April-28	Press release from administrators of Descartes Investment Management Ltd, Descartes Global Asset Management Ltd, Descartes Finance Ltd and Descartes Athena Fund SPC
2009-April-28	SFC secures seven criminal convictions for insider dealing
2009-April-28	SFC freezes hedge fund assets
2009-April-28	Dr Wise offers help with investor's homework
2009-April-23	First criminal prosecution for disclosure of false or misleading information inducing transactions
2009-April-23	SFC reprimands and fines Wah Thai Securities Ltd
2009-April-22	Investors warned of impact of financial sector restructuring
2009-April-21	Takeovers Panel rules against re-opening offer for Nam Tai Electronics and Electrical Products
2009-April-20	Hong Kong's strategic value to the Mainland financial markets
2009-April-20	SFC signs MOU with State Securities Commission of Viet Nam
2009-April-20	SFC secures second jail sentence for insider dealing
2009-April-17	Annual Review of the Exchange's Performance of its Regulation of Listing Matters
2009-April-17	Short-selling adds to liquidity to Hong Kong market
2009-April-16	Global events impact Hong Kong investors
2009-April-16	SFC suspends Ho Leuk Ming
2009-April-14	SFC revokes Pang Keng Chan as responsible officer
2009-April-14	SFC reprimands and fines KCG Securities Asia Ltd
2009-April-9	SFC suspends licence of Miranda Hui Chi Cheung
2009-April-9	Investors warned about indirect credit exposure
2009-April-6	Court of Appeal stays decision on PCCW privatisation
2009-April-6	sfcOpenDocServlet?docno=09PR40 unlicensed dealings in leveraged foreign exchange trading
2009-April-5	sfcOpenDocServlet?docno=09PR39 to repurchase Minibonds from its clients at original value
2009-April-2	Law Chun Pon convicted of unlicensed dealing in securities
2009-April-1	First jail sentence for insider dealing in Hong Kong
2009-March-31	Appointments to SFC committees
2009-March-31	Dr Wise: SFC authorisation is not product endorsement
2009-March-27	SFC secures another insider dealing criminal conviction
2009-March-26	Court upholds conviction against listed company chairman
2009-March-26	Court orders winding up of Gartlett
2009-March-24	Hong Kong Forex's licence revoked
2009-March-23	IOSCO consults on regulatory approach on short selling
2009-March-19	SFC revokes and bans Liu On Lei from re-entering the industry
2009-March-19	SFC reprimands and fines Macquarie Equities (Asia) Ltd
2009-March-12	Picture your investment dream
2009-March-11	Five convicted of insider dealing in landmark trial
2009-March-11	SFC confirms investigation into trading of HSBC shares
2009-March-10	SFC launches TV game show
2009-March-5	Joint SFC/HKEx Press Release Reminder on possible securities market volatility and exchange participants' responsibilities
2009-March-3	SFC resolves compliance issues with Win Wong Securities Ltd, Chan Sin Keung and Kwan Tart Yung
2009-March-3	Consistent approach to short selling vital
2009-March-2	sfcOpenDocServlet?docno=09PR20
2009-February-27	SFC launches consultation on changes to facilitate remote access to futures markets
2009-February-25	SFC prohibits Wong Hong Wah from re-entering the industry
2009-February-24	Court grants SFC application to intervene in PCCW scheme of arrangement
2009-February-24	Dr Wise explains guaranteed funds
2009-February-24	Takeovers Panel publishes decision in relation to Wing Hang Bank
2009-February-20	SFC waives annual fee for 37,000 licensees
2009-February-20	SFC focuses on misconduct investigations
2009-February-18	SFC reprimands and fines BOCI Securities Limited
2009-February-12	SFC prohibits Eric Wong Chi Lung from re-entering the industry
2009-February-9	SFC suspends Dennis Chung Yan
2009-January-30	Third listed company director disqualified for misconduct
2009-January-22	Sun Hung Kai Investment Services Ltd agrees with SFC to repurchase Minibonds from its clients at original value
2009-January-21	Rebuilding investor confidence in the fund industry
2009-January-21	SFC continues to improve investigation efficiency
2009-January-20	Dr Wise: Is bullion for you?
2009-January-19	Takeovers Panel rules against waiver of possible general offer obligation
2009-January-18	SFC launches new TV Ad
2009-January-6	SFC reprimands and resolves compliance issues with Standard Chartered Bank (Hong Kong) Ltd
2009-January-5	SFC imposes ban on Kelvin Wu King Shiu
2008-December-30	SFC provides guidance on revised advertising guidelines
2008-December-30	Dr Wise tells investors to beware of boiler rooms
2008-December-29	Ask the right questions before investing
2008-December-22	Joint SFC/HKEx Press Release Possible effect of year ends on Hong Kong's securities market
2008-December-19	SFC welcomes re-appointment of three Non-Executive Directors
2008-December-18	CSRC Vice Chairman Yao Gang visits SFC
2008-December-16	SFC reprimands and fines Deutsche Securities Asia Ltd
2008-December-9	Investor Day 2009 helps investors in volatile markets
2008-December-4	Second listed company director disqualified for misconduct
2008-December-4	SFC makes further progress in tackling market misconduct
2008-December-3	SFC fines two former South China Capital employees in relation to a listing sponsorship
2008-December-3	Update on Dual Filing
2008-December-1	Survey findings highlight importance of investment basics
2008-November-26	SFC bans and fines Law Chun Pon
2008-November-25	Dr Wise: Understand preference shares before investing
2008-November-20	Joint SFC/HKEx Press Release Possible Effect of Index Rebalancing on Hong Kong's Securities Market
2008-November-19	SFC launches investor education radio programme
2008-November-12	The SFC fines and reprimands Chung Nam Securities Ltd and Henry Chuang Yueheng
2008-November-7	Investment Triathlon kicks off second round
2008-November-6	Market manipulation case transferred to District Court
2008-November-5	SFC appeals against High Court decision to discharge injunction in insider dealing investigation
2008-November-4	SFC launches investor education TV programme
2008-November-3	SFC prohibits Ben Chan Ka Cheuk from re-entering the industry
2008-October-31	SFC amends interest disclosure rule to facilitate exchange-traded funds
2008-October-30	SFC targets mis-selling
2008-October-29	Global crisis demands cross-border regulatory co-operation
2008-October-28	Dr Wise explains risk and return
2008-October-27	SFC bans Ku Kam Lung from re-entering the industry
2008-October-24	Court upholds SFC's investigation powers
2008-October-23	Hong Kong's pattern of short-selling activity remains stable
2008-October-23	Intermediaries should accelerate internal mis-selling inquiries
2008-October-23	SFC commences fifth insider dealing prosecution
2008-October-22	SFC urges structured notes holders to seek updated information
2008-October-22	Retail investor convicted of market manipulation
2008-October-22	Takeovers Panel Chairman takes leave of absence
2008-October-22	Investigation commenced on Citic Pacific Limited
2008-October-17	SFC prosecutes Liu On Lei for cold calling and deception
2008-October-17	SFC to initiate mis-selling investigation against banks
2008-October-16	Insider dealing case transferred to District Court
2008-October-15	Brokers reminded to adopt prudent risk management
2008-October-14	SFC provides information on structured products
2008-October-10	Test your investment knowledge -- and win cash prizes
2008-October-3	SFC urges issuers of retail investment products of risk-disclosure duty
2008-September-30	Dr Wise alerts investors to high market volatility and unpredictability
2008-September-30	SFC welcomes its Chief Executive Officer's re-appointment
2008-September-30	SFC warns of action against abusive short selling
2008-September-29	Putting it right without stifling the industry
2008-September-26	SFC on Short Selling
2008-September-25	SFC seeks disqualification and compensation orders against former and current directors of Rontex International Holdings
2008-September-25	SFC prosecutes fourth insider trading case this year
2008-September-24	SFC to investigate Lehman Brothers Minibond mis-selling complaints
2008-September-23	SFC publishes lists of Lehman Brothers-related retail structured notes
2008-September-22	SFC steps up measures to address investors' concerns
2008-September-20	SFC meets Lehman Minibonds holders
2008-September-19	SFC reminds regulated persons to meet obligations to investors
2008-September-19	Court continues SFC orders against unlicensed futures dealer
2008-September-17	SFC clarifies issues on Lehman Minibonds
2008-September-17	Brokerages report orderly trading and settlement
2008-September-16	Lehman Brothers unlisted structured products
2008-September-16	SFC issues Restriction Notices on Lehman Brothers' entities in Hong Kong
2008-September-12	SFC seeks court orders against unlicensed futures trader
2008-September-12	Securities and Futures Appeals Tribunal upholds SFC decision to revoke licence of Li Kwok Wah
2008-September-12	Subprime crisis highlights need for regulatory cooperation
2008-September-9	Profitability of SEHK participants drops with first half turnover
2008-September-9	Sound corporate governance enhances shareholder value
2008-September-9	SFC seeks disqualification, compensation orders against former chairman, former and current executives of Styland Holdings
2008-September-5	Market participants, investors urged to exercise collective discipline to defend against financial crisis
2008-September-5	Du Jun's insider dealing case transferred to District Court
2008-September-4	SFC revokes licence of Wong Shu Cheung
2008-September-3	SFC seeks court order to ban former Wah Sang Gas chief from all company directorships
2008-September-3	Bankruptcy order obtained against former dealer
2008-September-1	Life ban for Lance Leung Chiu Ling
2008-August-29	SFC takes new enforcement approach to encourage compliance
2008-August-26	Dr Wise on using arbitration to resolve leveraged forex trading disputes
2008-August-20	"My Investment Story" competition winners share their inspiring experiences
2008-August-15	SFC's success against insider traders
2008-August-12	Hong Kong committed to developing Islamic finance
2008-August-11	William Zee convicted of unlicensed dealing in securities and futures contracts
2008-August-7	Market manipulation case transferred to District Court
2008-August-4	SFC reprimands and fines Chris Chan Pak Kong
2008-August-1	Appointment of Disciplinary Chair Committee members
2008-July-31	SFC reprimands and fines Sze Chong Hoi
2008-July-30	Court confirms SFC's investigative powers
2008-July-30	Takeovers Panel issues decision
2008-July-30	SFC reprimands and fines Angus Moore
2008-July-29	Dr Wise offers advice on choosing retail funds
2008-July-24	Survey shows record growth in Hong Kong's fund management business
2008-July-23	SFC authorises Hong Kong's first Gold ETF
2008-July-22	SFC rolls out investor education videos on public buses
2008-July-21	SFC suspends and fines Daniel Ng Shiu Wah for short selling
2008-July-21	Life ban for Lee Kin Hang
2008-July-17	First conviction of insider dealing under the SFO
2008-July-17	SFC suspends Law Oi Yee, Ronnie
2008-July-15	Investor participation in local market stays stable in the first half of 2008 amidst downturn
2008-July-11	Former investment banker arrested and charged with insider dealing
2008-July-11	Securities and Futures Appeals Tribunal (SFAT) upholds the SFC's decision to reprimand and fine Radland International
2008-July-11	SFC Levy and Investor Compensation Levy exemptions for SEHK market makers
2008-July-10	SFC charges four with conspiracy to manipulate market
2008-July-7	SFC suspends Ng Yu Hon for closing price manipulation
2008-July-7	Hong Kong and Australia sign deal to allow cross-border marketing of retail funds
2008-July-4	Gazetting of the revisions to the Product Codes and the Advertising Guidelines Applicable to Collective Investment Schemes Authorized under the Product Codes
2008-July-4	SFC welcomes the re-appointment of Mrs Angelina Lee as Non-Executive Director
2008-July-2	Joint SFC/HKSFA Press Release Seminars on investment analysis
2008-July-2	SFC suspends Ma Chi Koon Ralph
2008-June-26	Consultation Conclusions on Streamlining the Pre-vetting of Notices and Advertisements of Authorized Collective Investment Schemes
2008-June-26	SFC Takeovers Bulletin
2008-June-25	SFC plugs loophole in privatisations and delistings
2008-June-25	Joint SFC/HKEx Press Release Possible effect of half-year ends on Hong Kong's securities market
2008-June-24	Dr Wise on investors' compensation claims
2008-June-23	Common vision for the Greater China financial markets
2008-June-19	Streamlining Admission and Registration Procedures for Exchange Participants
2008-June-17	Update on Dual Filing
2008-June-16	SFC Reprimands and Fines Choy Kwong Wa Christopher
2008-June-12	Market Manipulator Given Suspended Jail Sentence
2008-June-11	SFC Outlines Strategic Priorities for 2008-09
2008-June-10	Yu Ka Tak Convicted of Unlicensed Leveraged Forex Dealing
2008-June-6	Court Fines Bright & Shine Corporate Finance Limited and its Director
2008-June-6	SFC Resolves Compliance Issues with ICEA Capital Limited and ICEA Securities Limited
2008-June-6	Press Release from Administrator of Great Honest Investment Company Ltd
2008-June-5	SFC Commences Second Criminal Prosecution for Insider Dealing
2008-June-3	Pragmatic Approach to Regulating Electronic Trading
2008-May-30	Real-life Lessons for Investors
2008-May-30	Global Markets Require Regulatory Cooperation
2008-May-27	Dr Wise Warns of Risks of On-line Trading
2008-May-26	SFC Enforcement Reporter
2008-May-22	SFC Bulletin
2008-May-21	SFC Reprimands and Fines Tang Ping Kong
2008-May-13	SFC Bans and Fines Tsap Wai Ping
2008-May-13	SFC Reprimands and Fines Wintech Securities Limited
2008-May-9	SFC Research Paper
2008-May-9	Global Financial Crisis Requires Measured Regulatory Response
2008-May-8	SFAT Upholds SFC's Decision to suspend Wong Ting Choi Joe
2008-May-6	Life Ban for Great Honest Couple
2008-May-5	Proposal to Exempt Collective Investment Schemes from Disclosure of Interests Requirements
2008-May-4	SFC Welcomes Mainland Fund Companies to Hong Kong
2008-May-2	SFC Obtains a Worldwide Injunction in Insider Dealing Investigation
2008-April-30	Life Ban for Man Lung Hong Representatives
2008-April-29	Dr Wise Warns of Risks of Structured Products
2008-April-25	E-submission Rules Gazetted
2008-April-25	SFC Suspends Lau Siu Wing Harry
2008-April-24	Suspended Jail Term and Fine for Unlicensed Securities Advice Business
2008-April-23	SFC Bans Liu Ka Hin for Life
2008-April-17	SFC prohibits Lee Deng Charng from re-entering the industry
2008-April-17	SFC Resolves Compliance Issues with Core Pacific-Yamaichi Capital Limited, Core Pacific-Yamaichi International (H.K.) Limited and Core Pacific-Yamaichi Securities (H.K.) Limited
2008-April-16	Reviewing the Code on Unit Trust and Mutual Funds
2008-April-15	SFC Response to Enquiries on Accumulators
2008-April-11	SFC's Response to Accumulators
2008-April-9	Regulation is not Anti-competitive
2008-April-8	SFC Bans and Fines Ho Lai
2008-April-3	Consultation Conclusions on Electronic Submission of Disclosure of Interests Notices
2008-April-3	Appointments to SFC Committees
2008-April-3	SFC Signs MOU with Dubai Financial Services Authority
2008-April-2	Hong Kong's Proactive Role in China's Capital Market Development
2008-April-2	SFC Takeovers Bulletin
2008-April-1	Joint SFC/HKEx Press Release Joint Consultation Paper on Issue of Paper Application Forms with Electronic Prospectuses <br>
2008-March-31	SFC Commences Action in High Court Tackling Grey Markets
2008-March-31	SFC Reprimands and Fines Leung Kin Keung
2008-March-31	SFC Bans Shum Lik Keung
2008-March-27	SFC Prosecutes Lam Chun Wilson for Short Selling
2008-March-27	Update on Dual Filing
2008-March-27	Regulatory Co-operation with CIRC
2008-March-25	Dr Wise Warns Investors About Investment Scams
2008-March-18	Equity-linked Instruments are Not Low Risk Products
2008-March-17	Insider Dealing Case Transferred to District Court
2008-March-13	Breach of Takeovers Code
2008-March-13	SFC Bulletin
2008-March-13	Electronic Submission of Financial Returns
2008-March-10	Misappropriating Client Assets Brings Serious Criminal Consequences
2008-March-7	Jail Sentence for Misappropriating Client Assets
2008-March-6	Another Market Manipulator Given Suspended Jail Sentence
2008-March-5	Jail Sentence for Misappropriating Client Assets
2008-March-5	Disciplinary Hearings Before Takeovers Panel to be Held in Public
2008-March-4	Breach of Takeovers Code Attracts Public Criticism
2008-March-3	Mainland Fund Companies to Step Up Presence in Hong Kong
2008-February-29	SFC Welcomes Re-appointment of Mrs Alexa Lam as Executive Director
2008-February-29	Third Quarterly Report for the Financial Year 2007-08
2008-February-28	SFC Starts First Criminal Prosecution for Insider Dealing
2008-February-28	SFC Presents 2008/09 Budget
2008-February-26	Dr Wise on Benefits of Using Investor Participant Account & Stock Segregated Account
2008-February-26	SFC Reprimands and Fines Chia Wei Chen
2008-February-20	Ample growth opportunities for both Hong Kong and Shanghai
2008-February-19	2007 Annual Review of the Exchange's Performance of its Regulation of Listing Matters
2008-February-4	SFC Suspends Wong Ho Fei
2008-February-4	Court Dismisses Appeals by Daido Group Limited and To Shu Fai
2008-January-31	Streamlining Pre-vetting of Notices and Advertisements
2008-January-31	SFC Provides Guidance to REITs
2008-January-30	Trio Acquitted of Misleading SFC
2008-January-30	SFC Bulletin
2008-January-29	Hong Kong Forex Investment Limited Suspended
2008-January-29	Dr Wise on the Myths of Derivative Warrants Investment
2008-January-28	SFC Enforcement Reporter
2008-January-26	SFC to Boost Resources for Investor Education in Coming Year
2008-January-25	SFC Welcomes Mr David S. Y. Wong's Appointment
2008-January-18	Court Dismisses Challenge to SFC
2008-January-16	Hong Kong's Proactive Role as an Asset Management Hub
2008-January-8	SFC Bans Poon Ting Kei for Life
2008-January-8	10-month Suspension for Luk Kam Kwong Kenneth
2008-January-4	SFC Revokes Licences of Chung Yu Kit and Ding Lai Leung
2008-January-3	Market Manipulator Given Suspended Jail Sentence
2008-January-3	SFC Suspends Kao Hsien Kuang
2008-January-2	SFC Bans Ho King Man Justin for Breaching Chinese Walls Restrictions
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